Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francisco? Claim Your ProfileFrancisco Javier Rivera is a financial advisor with over 13 years of experience in the industry. Francisco is currently registered with LPL Financial LLC in Somers, New York. Francisco has held previous roles at WELLS FARGO CLEARING SERVICES, LLC, J.P. MORGAN SECURITIES LLC, WELLS FARGO ADVISORS, LLC, and CHASE INVESTMENT SERVICES CORP. Francisco is also a Series 6, Series 63, Series 65, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/29/2024 - Present
LPL Financial LLC (SOMERS NY)
CT
08/16/2022 - 07/11/2024
WELLS FARGO CLEARING SERVICES, LLC (WILTON CT)
NY
05/27/2015 - 05/14/2022
J.P. MORGAN SECURITIES LLC (HARRISON NY)
NY
12/04/2014 - 05/12/2015
WELLS FARGO ADVISORS, LLC (OSSINING NY)
NY
10/01/2012 - 11/24/2014
J.P. MORGAN SECURITIES LLC (NEW ROCHELLE NY)
NY
03/18/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (YONKERS NY)
IA
Issued 10/11/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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