Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francisco? Claim Your ProfileFrancisco Javier Pena has been in the financial industry since December 2000 and is currently registered with Stuart Frankel & CO., Inc. Francisco holds several licenses including Series 7, 25, 55, 57TO, 99TO and SIE. Francisco is registered with the state of New York, New Jersey, Florida and California. Francisco is currently based in GREAT NECK, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2000 - Present
Stuart Frankel & CO., Inc. (GREAT NECK NY)
BC
Issued 01/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/19/2003
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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