Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francisco? Claim Your ProfileFrancisco Javier Ortega escobedo is a financial advisor with over 6 years of experience in the financial industry. Francisco is currently registered with Tradition Securities And Derivatives LLC and has previously worked with Scotia Capital (USA) Inc. and Deutsche Bank Securities Inc. Francisco has a strong track record in the securities industry, holding both Series 63 and Series 7 licenses, as well as the SIE exam. Francisco's expertise and commitment to providing quality service make him a valuable asset to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/01/2023 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
10/22/2019 - 07/27/2023
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
06/19/2017 - 09/23/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 07/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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