Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francisco? Claim Your ProfileFrancisco Javier Garcia is a financial advisor with UBS Financial Services Inc. Francisco has been working in the industry since 2002. Francisco has a broad range of experience, having worked with several firms including Citi International Financial Services LLC and UBS Financial Services Inc. Francisco holds Series 63, Series 9, Series 10, Series 99TO, SIE, and Series 7 licenses. Francisco is registered to provide investment advice in 53 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/07/2021 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
PR
12/11/2019 - 09/20/2021
CITI INTERNATIONAL FINANCIAL SERVICES LLC (SAN JUAN PR)
PR
10/29/2019 - 11/19/2019
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
TX
11/03/2016 - 07/17/2018
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NJ
01/25/2008 - 01/13/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PR
01/25/2008 - 01/13/2016
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
PR
02/14/2002 - 12/31/2007
CITIGROUP GLOBAL MARKETS INC. (SAN JUAN PR)
PR
05/23/2000 - 01/24/2002
DORAL SECURITIES, INC. (PUERTO NUEVO PR)
NY
01/02/2000 - 05/11/2000
SAMUEL A. RAMIREZ & COMPANY, INC. (NEW YORK NY)
BC
Issued 02/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Francisco Garcia is the right advisor for you? Invested Better is here to help.
