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Francisco Grether

Mariva Capital Markets, LLC

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About Francisco Grether

Francisco Grether is a financial advisor with Mariva Capital Markets, LLC. Francisco has been in the financial services industry since 2008. Francisco is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and SIE licenses. Francisco is also registered with the state of Connecticut and Florida. Prior to joining Mariva Capital Markets, LLC, Francisco worked at Citigroup Global Markets Inc., UBS Securities LLC, and Morgan Stanley & Co. LLC.

Firm Information

Francisco Grether is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francisco Grether’s Registration & Firm History

FL

09/05/2023 - Present

Mariva Capital Markets, LLC (MIAMI FL)

NY

10/13/2020 - 12/02/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/11/2018 - 10/09/2020

UBS SECURITIES LLC (NEW YORK NY)

NY

11/29/2011 - 10/05/2018

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

09/17/1999 - 08/15/2003

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/20/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/21/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francisco Grether.
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