Unclaimed
Francisco Grether is a financial advisor with Mariva Capital Markets, LLC. Francisco has been in the financial services industry since 2008. Francisco is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and SIE licenses. Francisco is also registered with the state of Connecticut and Florida. Prior to joining Mariva Capital Markets, LLC, Francisco worked at Citigroup Global Markets Inc., UBS Securities LLC, and Morgan Stanley & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/05/2023 - Present
Mariva Capital Markets, LLC (MIAMI FL)
NY
10/13/2020 - 12/02/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/11/2018 - 10/09/2020
UBS SECURITIES LLC (NEW YORK NY)
NY
11/29/2011 - 10/05/2018
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
09/17/1999 - 08/15/2003
UBS SECURITIES LLC (NEW YORK NY)
IA
Issued 02/20/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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