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Francisco Floyd Ros

Foreside Fund Services, LLC

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About Francisco Floyd Ros

Francisco Floyd Ros is a financial professional with over 9 years of experience in the financial services industry. Francisco holds the Series 7, 24 and 63 securities licenses and the SIE exam. Francisco is registered with Foreside Fund Services, LLC in Georgia and several other states. Francisco has previously been employed at Quasar Distributors, LLC and Inland Securities Corporation.

Firm Information

Francisco Ros is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

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Fee Structure

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Francisco Ros’s Registration & Firm History

GA

02/03/2017 - Present

Foreside Fund Services, LLC (Atlanta GA)

ME

01/21/2016 - 12/31/2016

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

IL

07/22/2014 - 11/02/2015

INLAND SECURITIES CORPORATION (OAK BROOK IL)

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Licenses & Designations

BC

Issued 08/04/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francisco Floyd Ros.
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