Unclaimed
Francisco Floyd Ros is a financial professional with over 9 years of experience in the financial services industry. Francisco holds the Series 7, 24 and 63 securities licenses and the SIE exam. Francisco is registered with Foreside Fund Services, LLC in Georgia and several other states. Francisco has previously been employed at Quasar Distributors, LLC and Inland Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
02/03/2017 - Present
Foreside Fund Services, LLC (Atlanta GA)
ME
01/21/2016 - 12/31/2016
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
IL
07/22/2014 - 11/02/2015
INLAND SECURITIES CORPORATION (OAK BROOK IL)
BC
Issued 08/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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