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Francisco E Lopez

U.s. Bancorp Advisors, LLC

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About Francisco E Lopez

Francisco E. Lopez is an investment advisor representative with U.S. Bancorp Advisors, LLC. Francisco has been in the securities industry for over 15 years and has experience in providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Francisco's focus is on providing personalized investment advice and portfolio management services to his clients. Francisco is registered to provide investment advice in Arizona, California, Colorado, Illinois, New Mexico, New York, Texas, and Washington. Francisco holds a Series 66, Series 7 and SIE licenses.

Firm Information

Francisco Lopez is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Francisco Lopez’s Registration & Firm History

CA

04/05/2021 - Present

U.s. Bancorp Advisors, LLC (VENTURA CA)

CA

10/03/2014 - 04/27/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OXNARD CA)

CA

11/07/2012 - 04/24/2013

SAGEPOINT FINANCIAL, INC. (CAMARILLO CA)

CA

01/09/2012 - 07/10/2012

CHASE INVESTMENT SERVICES CORP. (OXNARD CA)

CA

07/21/2011 - 11/23/2011

VALIC FINANCIAL ADVISORS, INC. (GLENDALE CA)

CA

01/03/2011 - 02/23/2011

WELLS FARGO ADVISORS, LLC (OXNARD CA)

CA

06/07/2006 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (OXNARD CA)

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Licenses & Designations

BOTH

Issued 06/16/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francisco E Lopez.
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