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Francisco D Valeriano

Pruco Securities, LLC

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About Francisco D Valeriano

Francisco Valeriano is a financial professional with over 15 years of experience in the industry. Francisco has a strong background in securities and investment products. Francisco is currently registered with Pruco Securities, LLC and holds Series 7, 31 and 66 securities licenses. In the past, Francisco has worked for firms like HSBC Securities (USA) Inc., Morgan Stanley DW Inc. and MML Investors Services, LLC. Francisco holds a current Series 66 license and has taken the Series 31 and Series 7 exams in the past. Francisco is registered with the states of Virginia, Maryland, Nevada and Georgia.

Firm Information

Francisco Valeriano is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Francisco Valeriano’s Registration & Firm History

VA

09/11/2018 - Present

Pruco Securities, LLC (VIENNA VA)

MD

01/27/2017 - 05/25/2017

MML INVESTORS SERVICES, LLC (ROCKVILLE MD)

VA

07/14/2015 - 10/14/2016

HSBC SECURITIES (USA) INC. (ALEXANDRIA VA)

MD

10/12/2005 - 06/11/2015

MML INVESTORS SERVICES, LLC (ROCKVILLE MD)

NY

05/01/2003 - 10/13/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 06/03/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 04/29/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francisco D Valeriano.
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