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Francisco Correa

W & S Brokerage Services, Inc.

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About Francisco Correa

Francisco Correa is a financial advisor who is registered with W&S Brokerage Services, Inc. in Westlake, Texas. Francisco is an active advisor who provides financial advice for individuals and other investment advisors. Francisco has been in the industry since September 24, 2001. Francisco is registered with the state of Texas and has passed the Series 6, Series 63, and SIE exams.

Firm Information

Francisco Correa is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Francisco Correa’s Registration & Firm History

TX

10/18/2021 - Present

W&S Brokerage Services, Inc. (Westlake TX)

TX

08/31/2020 - 09/07/2021

TRANSAMERICA FINANCIAL ADVISORS, INC (SUGARLAND TX)

TX

04/18/2000 - 05/03/2019

ALLSTATE FINANCIAL SERVICES, LLC (GRAPEVINE TX)

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Licenses & Designations

BC

Issued 05/12/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francisco Correa.
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