Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francisco? Claim Your ProfileFrancisco Carrera-justiz is a registered representative with Smbc Nikko Securities America, Inc. based in New York, NY. Francisco has been in the industry since 2018, and is licensed to provide securities and investment advisory services. Francisco is a Series 7, Series 63, and SIE licensed professional, and has passed the Uniform Securities Agent State Law Examination. Francisco has been registered with the Financial Industry Regulatory Authority (FINRA) since 2023. Prior to joining Smbc Nikko Securities America, Inc., Francisco worked at Credit Suisse Securities (USA) LLC from 2018 to 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/13/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/06/2018 - 04/24/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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