Unclaimed
Francisco Carlos Baguer is an Investment Advisor Representative registered in the state of Florida. He works with Cetera Investment Advisers LLC and is based in Miami, Florida. Francisco has been in the financial services industry since 1984 and has held previous roles with VOYA FINANCIAL ADVISORS, INC., WASHINGTON SQUARE SECURITIES, INC., NWNL MANAGEMENT CORPORATION, EQUICO SECURITIES, INC. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/16/2023 - Present
Cetera Investment Advisers LLC (MIAMI FL)
FL
09/28/1995 - 06/11/2021
VOYA FINANCIAL ADVISORS, INC. (MIAMI FL)
CT
03/23/1990 - 12/23/1993
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CT
04/03/1986 - 12/31/1989
NWNL MANAGEMENT CORPORATION (WINDSOR CT)
NA
02/09/1981 - 11/26/1984
EQUICO SECURITIES, INC.
NA
02/09/1981 - 11/26/1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/2/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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