Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francisco? Claim Your ProfileFrancisco Galan is a financial professional with over 17 years of experience in the industry. Francisco has held various roles at firms such as HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, and Chase Investment Services Corp. Francisco currently works at TIAA-CREF Individual & Institutional Services, LLC as a Registered Representative. Francisco holds a Series 6, 7, 3, 63, 65, 66, 24, 53, 4, 9, 10, 52TO, and SIE licenses. Francisco has experience working with high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CA
09/21/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PASADENA CA)
CA
04/21/2015 - 09/11/2023
HSBC SECURITIES (USA) INC. (BEVERLY HILLS CA)
CA
10/01/2012 - 04/24/2015
J.P. MORGAN SECURITIES LLC (Glendora CA)
CA
06/18/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (VAN NUYS CA)
IA
09/12/2003 - 07/06/2005
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IL
01/04/2003 - 09/11/2003
CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)
NY
02/26/2002 - 12/17/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/27/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2012
Series 4 - Registered Options Principal Examination
BC
Issued 03/09/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/17/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/03/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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