Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Xavier Pisano is a financial advisor who has been in the industry since 1995. Francis is currently registered with LPL Financial LLC, and has a total of 17 active state registrations. Francis has a variety of experience, including previous roles at National Planning Corporation, First Allied Securities, Inc., Mutual Service Corporation, Money Concepts Capital Corp, Morstrat Securities Corporation, and Westok Securities, Inc. Francis also holds a number of professional designations, including Series 6, Series 7, Series 27, Series 66 and Series 99TO. In addition to their role as a financial advisor, Francis is also a practicing attorney, and has held positions at Hoffski & Pisano, CPAS, Pinn Systems, Inc., Excalibur Laundries, Inc., Meritage Wealth Management, Trask Development, LLC, Lorjen Investments, LLC, and Pisano & Hoffski. Francis offers a variety of services, including financial planning, portfolio management, pension consulting, and educational seminars. Francis also has experience providing consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2017 - Present
LPL Financial LLC (SANTA ANA CA)
CA
11/25/2013 - 11/29/2017
NATIONAL PLANNING CORPORATION (SANTA ANA CA)
CA
08/26/2009 - 11/27/2013
FIRST ALLIED SECURITIES, INC. (SANTA ANA CA)
CA
03/27/2003 - 08/27/2009
MUTUAL SERVICE CORPORATION (SANTA ANA CA)
FL
09/21/1998 - 06/23/2003
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
NA
12/15/1994 - 09/04/1996
MORSTRAT SECURITIES CORPORATION
NA
06/01/1990 - 05/18/1992
WESTOK SECURITIES, INC.
BOTH
Issued 09/15/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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