Unclaimed
Francis Xavier Halloran is a financial advisor registered in 9 states including South Carolina, Alabama, Alaska, Colorado, Florida, Georgia, Kentucky, North Carolina and Tennessee. Francis currently works for Cambridge Investment Research, Inc. in Lexington, SC. Francis has been in the financial industry since 2007. Francis previously worked for LINCOLN FINANCIAL SECURITIES CORPORATION and HORACE MANN INVESTORS, INC. Francis has Series 6, 63 and SIE licenses. Francis is a licensed securities agent. Francis has passed exams through FINRA and other state regulatory bodies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
07/08/2022 - Present
Cambridge Investment Research, Inc. (Lexington SC)
SC
05/12/2017 - 07/11/2022
LINCOLN FINANCIAL SECURITIES CORPORATION (LEXINGTON SC)
SC
04/25/2007 - 05/19/2017
HORACE MANN INVESTORS, INC. (LEXINGTON SC)
BC
Issued 03/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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