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Francis Xavier Halloran

Cambridge Investment Research, Inc.

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About Francis Xavier Halloran

Francis Xavier Halloran is a financial advisor registered in 9 states including South Carolina, Alabama, Alaska, Colorado, Florida, Georgia, Kentucky, North Carolina and Tennessee. Francis currently works for Cambridge Investment Research, Inc. in Lexington, SC. Francis has been in the financial industry since 2007. Francis previously worked for LINCOLN FINANCIAL SECURITIES CORPORATION and HORACE MANN INVESTORS, INC. Francis has Series 6, 63 and SIE licenses. Francis is a licensed securities agent. Francis has passed exams through FINRA and other state regulatory bodies.

Firm Information

Francis Halloran is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francis Halloran’s Registration & Firm History

SC

07/08/2022 - Present

Cambridge Investment Research, Inc. (Lexington SC)

SC

05/12/2017 - 07/11/2022

LINCOLN FINANCIAL SECURITIES CORPORATION (LEXINGTON SC)

SC

04/25/2007 - 05/19/2017

HORACE MANN INVESTORS, INC. (LEXINGTON SC)

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Licenses & Designations

BC

Issued 03/30/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Francis Xavier Halloran.
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