Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Xavier Fauble has been in the financial services industry since 1983 and is currently registered with Vicus Capital, Inc. Francis has a broad range of experience and holds multiple licenses, including Series 7, 63, and SIE. Francis specializes in providing financial planning and investment advice to individuals, corporations, and charitable organizations. Francis's approach to financial planning is comprehensive and customized, focusing on helping clients achieve their financial goals. Francis is committed to providing his clients with exceptional service and is passionate about helping them make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/31/2005 - Present
Vicus Capital, Inc. (Lewisburg PA)
PA
02/04/1998 - 09/03/2013
WALNUT STREET SECURITIES, INC. (LEWISBURG PA)
CT
10/15/1993 - 03/05/1998
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
05/14/1991 - 02/10/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
03/21/1989 - 04/24/1991
F & G SECURITIES, INC.
CT
08/06/1984 - 12/13/1990
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
BC
Issued 09/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1971
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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