Unclaimed
Francis Xavier Doyle has been in the securities industry since January 3, 2015. Francis is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Francis has also been previously registered with MUFG Securities Americas Inc. and BTMU Securities, Inc. Francis holds the following licenses: Series 63, SIE, Series 52, and Series 79. Francis is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/14/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/24/2016 - 08/06/2019
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
06/27/2014 - 03/31/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 11/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/27/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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