Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis X Golden is a registered representative with Blackstone Securities Partners LP. Francis has been in the securities industry since September 4, 2007. Francis has a Series 7, Series 79 and a Series 63 license and holds registrations in 14 states: Connecticut, Delaware, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Vermont, Virginia and West Virginia. Francis was previously registered with LEGG MASON INVESTOR SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
07/20/2011 - Present
Blackstone Securities Partners LP (WAYNE PA)
CT
08/23/2007 - 07/07/2011
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
BC
Issued 09/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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