Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Winfield Laub is a registered representative with Equitable Advisors, LLC. Francis has been in the securities industry since November 9, 1996. Francis is currently registered in Florida, Georgia, Maryland, New Jersey, New York, North Carolina, Pennsylvania, and South Carolina. Francis has passed the Uniform Combined State Law Examination, the General Securities Representative Examination, the Floor Broker Representative Exam, and the Securities Industry Essentials Examination. Francis has been with Equitable Advisors, LLC since April 2008. Prior to that, Francis was with Goldman, Sachs & Co. from October 12, 1995 to April 9, 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
01/27/2025 - Present
Equitable Advisors, LLC (WALL NJ)
NY
10/12/1995 - 04/09/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 05/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/26/2003
Series 7A - Floor Broker Representative Exam
Active
Inactive
F
FINRA
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