Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis William Koenen is a financial professional with Foreside Fund Services, LLC in Miami, Florida. Francis has been in the financial industry for a short period of time, but is dedicated to providing comprehensive financial advice to clients. He has successfully passed the SIE, Series 7TO and Series 63 exams. Francis is registered to provide securities advice in Florida, Kentucky, Michigan and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/21/2023 - Present
Foreside Fund Services, LLC (Miami FL)
BC
Issued 07/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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