Unclaimed
Francis Croteau is a financial advisor with Avantax Investment Services, Inc.. Francis is based in Gardner, MA. Francis has been in the financial services industry since 1996. Francis is registered to sell securities in Florida, Maine, Massachusetts, New Hampshire, Vermont, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
06/28/1996 - Present
Avantax Investment Services, Inc. (Gardner MA)
BC
Issued 01/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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