Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Vincent Mula is a financial professional with over 10 years of experience in the industry. Francis is currently registered with Jefferies LLC and has previously held positions at Santander Investment Securities Inc. and HSBC Securities (USA) Inc. Francis holds the Series 99 and SIE licenses. Francis has a strong understanding of the financial markets and is committed to providing clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/10/2016 - Present
Jefferies LLC (NEW YORK NY)
NY
07/18/2013 - 03/07/2016
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
07/23/2012 - 07/09/2013
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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