Unclaimed
Francis Verdier is an active investment advisor representative, registered with Neuberger Berman BD LLC. Francis has been in the industry since April 2012. Francis was previously employed by Apollo Global Securities, LLC and J.P. Morgan Securities LLC. Francis has passed the Securities Industry Essentials Examination and the Operations Professional Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
10/10/2019 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
05/28/2015 - 10/11/2019
APOLLO GLOBAL SECURITIES, LLC (NEW YORK NY)
NY
04/04/2012 - 05/13/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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