Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Barnhart is a financial advisor at UBS Financial Services Inc. Francis has been with UBS since 1989. Francis specializes in a variety of financial services, including portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. Francis is also a member of the Hearing Board for NYSE Regulation, Inc. Francis is registered to provide securities and investment advisory services in 32 states and is also an Investment Advisor Representative in Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
07/12/2004 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
NY
02/15/1988 - 01/26/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/17/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
08/27/1979 - 10/21/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/22/1976 - 04/12/1982
WASHINGTON NATIONAL EQUITY COMPANY
NA
06/17/1975 - 07/03/1976
LINCOLN FINANCIAL ADVISORS CORPORATION
NA
06/17/1975 - 07/03/1976
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
IA
Issued 05/28/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/13/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1979
PC - AMEX Put and Call Exam
BC
Issued 06/12/1975
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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