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Francis Tighe

T. Rowe Price Investment Services, Inc.

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About Francis Tighe

Francis Tighe is a financial advisor with T. Rowe Price Investment Services, Inc. Francis is based in Colorado Springs, CO and has over 28 years of experience in the financial services industry. Francis holds the Series 6, 7 and SIE licenses. Francis has a wide range of experience in the financial services industry and is committed to providing clients with personalized financial advice and guidance.

Firm Information

Francis Tighe is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Francis Tighe’s Registration & Firm History

CO

06/28/2024 - Present

T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)

MO

10/17/2019 - 06/03/2024

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

PA

05/21/2014 - 10/15/2019

HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)

FL

03/09/2011 - 05/28/2014

NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)

TX

03/26/2009 - 12/31/2010

MMC SECURITIES CORP. (HOUSTON TX)

MO

08/28/2007 - 03/16/2009

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

TX

01/11/2005 - 01/29/2007

WELLS FARGO BROKERAGE SERVICES, L.L.C. (HOUSTON TX)

NY

10/15/1998 - 02/26/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NY

05/18/1994 - 10/07/1998

M. J. WHITMAN, INC. (NEW YORK NY)

NJ

10/04/1993 - 05/18/1994

HYM FINANCIAL, INC. (CLIFTON NJ)

NE

01/04/1993 - 10/07/1993

SECURITIES AMERICA, INC. (LAVISTA NE)

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Licenses & Designations

BC

Issued 01/07/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/1994

Series 7 - General Securities Representative Examination

BC

Issued 12/23/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Francis Tighe. Review regulatory record here.
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