Unclaimed
Francis Lamantia is a financial advisor with over 25 years of experience in the industry. Francis is currently registered with Seaport Global Securities LLC and has previously worked with MF Global Inc., Cambridge International Securities, Inc., ABSA Securities, Inc., Rand International Securities, L.L.C., Noyes Partners Incorporated, Oppenheimer & Co., Inc. and J. F. Hartfield & Co., Inc. Francis holds Series 7, 24 and 63 licenses as well as the SIE exam. Francis is registered to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/24/2011 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
04/07/2009 - 12/01/2011
MF GLOBAL INC. (NEW YORK NY)
CT
10/02/1998 - 02/27/2009
CAMBRIDGE INTERNATIONAL SECURITIES, INC. (WESTPORT CT)
NA
06/06/1997 - 09/09/1998
ABSA SECURITIES, INC.
NY
07/25/1996 - 05/13/1997
RAND INTERNATIONAL SECURITIES, L.L.C. (NEW YORK NY)
NY
01/17/1995 - 07/10/1996
NOYES PARTNERS INCORPORATED (NEW YORK NY)
NY
09/30/1994 - 10/18/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NJ
12/20/1993 - 01/31/1994
J. F. HARTFIELD & CO., INC. (JERSEY CITY NJ)
BC
Issued 11/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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