Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Thomas Johnson is a financial advisor with over 23 years of experience in the industry. Francis is a Registered Representative and Investment Advisor Representative with TLG Advisors, Inc. Francis has held previous positions with MML Investors Services, LLC, AXA Distributors, LLC, American General Equity Services Corporation, Allstate Distributors, L.L.C., Citicorp Investment Services, BNY Investment Center Inc., and Pruco Securities Corporation. Francis has experience in various aspects of the financial services industry, including financial planning, portfolio management, and insurance. Francis is a Certified Financial Planner and holds Series 6, 7, 26, 63, and 65 licenses. Francis is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
02/05/2024 - Present
TLG Advisors, Inc. (Northport NY)
NY
03/01/2018 - 08/29/2022
MML INVESTORS SERVICES, LLC (MELVILLE NY)
NC
01/15/2013 - 02/05/2018
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
TX
03/05/2009 - 01/22/2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION (HOUSTON TX)
IL
03/02/2004 - 08/18/2008
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
NY
06/09/2003 - 02/27/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/25/2002 - 06/05/2003
BNY INVESTMENT CENTER INC. (NEW YORK NY)
NJ
03/02/1998 - 07/24/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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