Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Teo is a financial advisor with over 2 years of experience in the industry. Francis is currently registered with Mizuho Securities USA LLC in New York, NY. Francis holds a Series 7TO, Series 63, and SIE licenses. Prior to joining Mizuho Securities USA LLC, Francis was a financial advisor with Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/07/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/14/2021 - 08/02/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/06/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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