Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Carrington is a financial advisor with Foreside Fund Services, LLC. Francis has been working in the financial services industry since 2001 and has a wide range of experience in the industry. Francis is currently registered with 53 states. Francis is also a Series 3, Series 7, Series 24, and SIE licensed professional. Francis has previous experience with Allianz Global Investors Distributors LLC, Janus Distributors LLC and Cowen and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
01/26/2024 - Present
Foreside Fund Services, LLC (Broomfield CO)
CO
10/22/2020 - 12/01/2023
FORESIDE FUND SERVICES, LLC (Denver CO)
NY
05/15/2014 - 09/30/2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
CO
05/30/2007 - 05/02/2014
JANUS DISTRIBUTORS LLC (DENVER CO)
CO
05/30/2002 - 01/23/2007
COWEN AND COMPANY (DENVER CO)
MO
06/13/2001 - 05/20/2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 06/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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