Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis T Lancia is a financial professional with over 25 years of experience in the industry. Francis is currently registered with Brownstone Investment Group, LLC and is licensed to conduct business in New York. Previously, Francis was registered with CREDIT SUISSE SECURITIES (USA) LLC, FTN FINANCIAL SECURITIES CORP, DATEK ONLINE BROKERAGE SERVICES CORP., HSBC SECURITIES, INC. and CM&M FUTURES INC. Francis holds a Series 63, Series 7, Series 24, and SIE license and is a General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/13/2017 - Present
Brownstone Investment Group, LLC (NEW YORK NY)
NY
06/26/2007 - 06/24/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/20/2000 - 10/31/2006
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NE
07/17/1998 - 12/07/1998
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
NY
05/25/1989 - 06/19/1998
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NY
05/25/1989 - 12/14/1990
CM&M FUTURES INC. (NEW YORK NY)
BC
Issued 05/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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