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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Wershing is a financial advisor with Cambridge Investment Research Advisors, Inc. Francis has over 35 years of experience in the financial services industry and is licensed in 23 states. Francis specializes in helping individuals and families achieve their financial goals. Francis offers a wide range of financial services including financial planning, portfolio management, and retirement planning. Francis is committed to providing personalized advice and exceptional service to all of their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
08/02/2016 - Present
Cambridge Investment Research Advisors, Inc. (Rochester NY)
NY
06/05/2002 - 04/27/2010
ENSEMBLE FINANCIAL SERVICES, INC. (PITTSFORD NY)
NY
03/13/1996 - 06/06/2002
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
NY
09/23/1994 - 03/25/1996
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
KS
10/21/1987 - 09/20/1994
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 12/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/1997
Series 4 - Registered Options Principal Examination
BC
Issued 11/22/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/02/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/20/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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