Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Toohey is a financial professional with over 30 years of experience in the securities industry. Francis is currently registered with PFS Investments Inc. and has been in this role since June 2014. Previously, Francis has worked with a number of other firms including David Lerner Associates, Inc., VFINANCE INVESTMENTS, INC, FIRST SECURITY INVESTMENTS, INC. and Northeast Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
06/13/2014 - Present
PFS Investments Inc. (E PATCHOGUE NY)
NY
12/03/2012 - 05/09/2014
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
08/15/2002 - 12/22/2010
VFINANCE INVESTMENTS, INC (BELLMORE NY)
PA
05/27/1998 - 08/22/2000
FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)
NY
11/07/1996 - 04/20/1998
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
FL
08/16/1996 - 01/13/1997
PCM SECURITIES LIMITED, L.P. (GREEN ACRES FL)
NY
05/26/1993 - 08/05/1996
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NY
07/30/1992 - 05/20/1993
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
CO
10/15/1991 - 02/24/1992
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
NE
10/29/1990 - 11/05/1991
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
NA
05/01/1990 - 09/13/1991
FIRST AMERICA EQUITIES CORP.
NA
09/04/1990 - 11/07/1990
BRENNAN ROSS SECURITIES, INC.
NA
02/05/1990 - 05/03/1990
VANDERBILT SECURITIES, INC.
NA
06/22/1989 - 02/14/1990
J. T. MORAN & CO., INC.
NA
05/20/1988 - 06/22/1989
J. T. MORAN & CO., INC.
NA
02/02/1987 - 05/23/1988
SHERWOOD CAPITAL, INC.
NA
11/21/1984 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
BC
Issued 11/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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