Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Scott Stelling is a financial professional with over 17 years of experience in the financial industry. Francis has worked at Liquidnet, Inc. since 2006. Francis is currently registered with FINRA as a General Securities Principal. Francis has a broad base of knowledge having passed the Series 7, Series 99TO, and SIE exams. Francis holds the General Securities Principal designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/11/2024 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
05/04/2006 - 07/11/2024
LIQUIDNET, INC. (NEW YORK NY)
BC
Issued 11/24/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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