Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Santoro is a financial professional with over 20 years of experience in the industry. Francis has a strong background in investment banking, securities trading, and operations. Francis currently works at Evercore Group LLC and is registered to provide securities services in 37 states. Francis is a Series 7, Series 24, Series 57, Series 79, and Series 99 licensed professional. Francis has previously worked at Wells Fargo Securities, LLC, Summit Financial Services Group, Inc., First Montauk Securities Corp., Argent Securities, Inc., Patterson Travis, Inc., Thomas James Associates, Inc., Hibbard Brown & Co., Inc., and Westfield Financial Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/31/2021 - Present
Evercore Group LLC (NEW YORK NY)
NY
08/17/2007 - 08/24/2021
WELLS FARGO SECURITIES, LLC (New York NY)
PA
11/17/1998 - 12/03/1998
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
NJ
08/26/1997 - 05/28/1998
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
GA
06/18/1996 - 09/03/1997
ARGENT SECURITIES, INC. (ATLANTA GA)
CO
12/09/1994 - 06/25/1996
PATTERSON TRAVIS, INC. (ENGLEWOOD CO)
NY
08/19/1994 - 12/09/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
10/25/1989 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
BC
Issued 12/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
Not sure Francis Santoro is the right advisor for you? Invested Better is here to help.
