Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Sanchez is an active registered representative with Edward Jones, with a branch office located in St. Augustine, FL. Francis is a certified financial planner and has over 15 years of experience in the financial industry. Francis has held previous positions with various firms including Vanguard Marketing Corporation, TIAA-CREF Individual & Institutional Services, LLC, Fidelity Brokerage Services LLC, and Citigroup Global Markets Inc. Francis has a strong background in investment management, financial planning, and portfolio management. Francis offers financial planning, pension consulting, selection of other advisors, and portfolio management services to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/01/2024 - Present
Edward Jones (ST AUGUSTINE FL)
NC
05/06/2020 - 09/22/2023
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NJ
09/25/2018 - 03/06/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Red Bank NJ)
NJ
08/20/2010 - 08/29/2018
FIDELITY BROKERAGE SERVICES LLC (SHREWSBURY NJ)
NJ
12/10/2009 - 07/28/2010
EDWARD JONES (MANASQUAN NJ)
NY
12/13/2007 - 04/11/2008
CITICORP SECURITIES SERVICES, INC. (NEW YORK NY)
NY
07/07/2006 - 04/07/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 11/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/20/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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