Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis S. Jarmusik is a financial advisor with over 30 years of experience in the financial services industry. Francis has been registered with Wells Fargo Clearing Services, LLC since 2000, and has also held positions at First Union Brokerage Services, Inc., Liberty Securities Corporation, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, GNA Securities, Inc., and First Investors Corporation. Francis holds a Series 6, 7, 9, 10, 26, 31, 63, 65, 99TO, and SIE licenses and is registered in Delaware, Maryland, New Jersey, New York, and Pennsylvania. Francis offers a range of financial services including financial planning, portfolio management, investment consulting services to institutional clients, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/28/2021 - Present
Wells Fargo Clearing Services, LLC (PHILADELPHIA PA)
PA
10/01/2000 - 01/27/2020
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
NC
05/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
04/01/1996 - 05/01/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IN
06/25/1993 - 04/02/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/25/1993 - 04/02/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
VA
08/27/1992 - 07/08/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
NJ
01/30/1986 - 10/02/1991
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 01/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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