Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Robert Surette has been an active Registered Representative since July 10, 1983. Currently, Francis is an active Investment Advisor Representative with MML Investors Services, LLC in McLean, Virginia. Francis has been with MML Investors Services, LLC since May 23, 2001. Francis previously worked for NYLIFE SECURITIES LLC in Reston, Virginia, Signator Investors, Inc. in Boston, Massachusetts, and John Hancock Mutual Life Insurance Company in Boston, Massachusetts. Francis is registered in twelve states for Broker-Dealer activity and one state for Investment Advisor activity. Francis has earned the Chartered Financial Consultant designation and is an active insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
VA
02/07/2013 - Present
MML Investors Services, LLC (McLean VA)
VA
09/22/2011 - 01/07/2013
NYLIFE SECURITIES LLC (RESTON VA)
VA
05/23/2001 - 09/08/2011
MML INVESTORS SERVICES, LLC (RESTON VA)
MA
06/09/1983 - 06/12/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
06/09/1983 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 02/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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