Unclaimed
Francis Richardson is a financial advisor registered with Empower Financial Services, Inc. Francis has been in the securities industry since July 1, 2021. Francis is registered in 52 states and the District of Columbia. Francis holds the following licenses: Series 63, Series 6TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/02/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
BC
Issued 09/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Francis Richardson is the right advisor for you? Invested Better is here to help.