Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Regis Daily iii is a financial advisor who has been in the industry since October 6, 2010. Currently, Francis is registered with Lazard Freres & Co. LLC. Prior to joining Lazard Freres, Francis worked at Neuberger Berman LLC in Chicago, Illinois. Francis has a Series 7, Series 79, and Securities Industry Essentials (SIE) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/05/2013 - Present
Lazard Freres & Co. LLC (HOUSTON TX)
IL
01/23/2009 - 06/21/2011
NEUBERGER BERMAN LLC (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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