Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Randall is a financial advisor with over 16 years of experience in the financial services industry. Francis has held positions at several firms including Fidelity Investments, Newport Group, ADP, and Principal Securities, Inc. Francis currently works at LPL Financial LLC and has been registered with the firm since October 2024. Francis provides a variety of financial services including financial planning, investment management, and pension consulting. Francis holds Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/15/2024 - Present
LPL Financial LLC (WORCESTER MA)
MA
06/11/2020 - 07/12/2022
PRINCIPAL SECURITIES, INC. (WALTHAM MA)
NJ
11/29/2018 - 05/13/2020
ADP BROKER-DEALER, INC. (ROSELAND NJ)
FL
10/23/2017 - 12/05/2018
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
PA
06/05/2015 - 09/15/2017
BRINKER CAPITAL SECURITIES, INC. (BERWYN PA)
RI
03/22/2013 - 05/26/2015
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
09/12/2007 - 03/12/2013
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 07/22/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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