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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Goad is a financial advisor registered with Thrivent Investment Management Inc. in North Carolina, Oklahoma and Texas. Francis has been in the financial industry since March 2021, working previously at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in North Carolina. Francis holds the Series 66, Series 7TO, and SIE securities licenses. Francis specializes in retirement planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
08/09/2024 - Present
Thrivent Investment Management Inc. (Durham NC)
NC
03/11/2021 - 11/14/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DURHAM NC)
BOTH
Issued 04/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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