Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Martorana is a financial professional with over 30 years of experience in the financial services industry. Francis has been registered with BNY Mellon Securities Corp. since 2024, where they are located in the Uniondale, NY branch office. Francis holds a Series 6, Series 63, Series 14, and Series 99TO licenses. Prior to joining BNY Mellon Securities Corp., Francis was employed at UBS Securities LLC and Global Pacific Securities US, INC. and several other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
01/22/2024 - Present
BNY Mellon Securities Corp. (UNIONDALE NY)
NY
02/17/2022 - 10/12/2023
UBS SECURITIES LLC (NEW YORK NY)
PA
02/28/2022 - 03/10/2022
OPTIONALITY SECURITIES (WEST CONSHOHOCKEN PA)
NY
10/12/2021 - 01/30/2022
GLOBAL PACIFIC SECURITIES US, INC. (NEW YORK NY)
NJ
10/11/2021 - 01/06/2022
ALARIC DISTRIBUTORS, LLC (PARAMUS NJ)
NY
03/17/2016 - 02/12/2021
SIDOTI & COMPANY, LLC (NEW YORK NY)
NJ
08/06/2020 - 01/29/2021
FAMILY INVESTORS COMPANY (FANWOOD NJ)
NY
05/10/2013 - 12/31/2015
TSC DISTRIBUTORS, LLC (NEW YORK NY)
NY
05/07/1993 - 04/07/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 05/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/12/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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