Unclaimed
Francis Hunkins is a financial advisor at Wells Fargo Clearing Services, LLC. Francis has been in the financial services industry since 1994. Francis has a wide range of experience in the industry, having worked for several firms, including Salomon Smith Barney Inc. and Wells Fargo Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
WA
05/29/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
WA
09/05/2001 - 02/26/2002
RAGEN MACKENZIE INVESTMENT SERVICES, LLC (SEATTLE WA)
CA
06/29/2001 - 07/27/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
05/16/1995 - 06/04/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
WA
08/02/1993 - 05/31/1995
FREEMAN WELWOOD & CO., INC. (SEATTLE WA)
BC
Issued 08/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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