Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Pentlarge Gehring is a financial advisor with Mischler Financial Group, Inc. Francis has been in the financial industry since 1987 and has a broad range of experience working with individual clients, families, and institutions. Francis is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, 52, and 63 licenses, as well as the Series 24 Principal License. Francis is committed to providing clients with personalized financial advice and services that help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/14/2020 - Present
Mischler Financial Group, Inc. (STAMFORD CT)
CT
01/31/2017 - 12/10/2020
SEAPORT GLOBAL SECURITIES LLC (GREENWICH CT)
NY
02/28/2011 - 05/31/2016
JEFFERIES LLC (NEW YORK NY)
NY
05/19/2009 - 02/18/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
06/12/2007 - 05/20/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
04/28/1997 - 12/20/2006
RBS GREENWICH CAPITAL (GREENWICH CT)
NY
09/30/1993 - 03/20/1997
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
08/16/1993 - 09/30/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NA
07/22/1991 - 07/07/1993
CRT GOVERNMENT SECURITIES, LTD.
NY
09/12/1990 - 04/02/1991
BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)
NA
07/25/1987 - 07/03/1990
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
NA
07/28/1986 - 10/31/1988
WESTPAC POLLOCK & CO. INC.
NA
06/04/1984 - 01/02/1985
WOLFE & HURST SECURITIES INC.
NA
08/10/1983 - 04/19/1984
TITUS AND DONNELLY, INC.
BC
Issued 05/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1998
Series 3 - National Commodity Futures Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Francis Gehring is the right advisor for you? Invested Better is here to help.
