Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Mitchell is a financial advisor with over 30 years of experience in the industry. Francis is currently registered with Osaic Wealth, Inc. and is licensed in Florida. Prior to joining Osaic Wealth, Inc., Francis held positions at Southeast Investments, N.C., Inc. and David Lerner Associates, Inc. Francis has a wide range of experience in financial planning, portfolio management, and pension consulting. Francis holds Series 3, 7, 9, 10, 24, 63, and 65 licenses. Francis specializes in providing financial advice to individuals, businesses, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/01/2025 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NC
08/24/2012 - 04/29/2014
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
FL
08/18/2009 - 08/29/2012
DAVID LERNER ASSOCIATES, INC. (BOCA RATON FL)
IL
12/19/2002 - 02/22/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (CHICAGO IL)
NY
01/23/1985 - 12/19/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/12/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2009
Series 24 - General Securities Principal Examination
BC
Issued 08/29/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Francis Mitchell is the right advisor for you? Invested Better is here to help.
