Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Gleason is a financial professional with over 10 years of experience in the financial services industry. Francis holds the Series 57TO and SIE exams. Francis has been registered with Matrix Executions, LLC since 2018 and previously held positions at PTR, INC., Hybrid Trading & Resources, LLC, Convergex Execution Solutions LLC, and Liquidpoint, LLC. Francis has experience in various financial services roles and has a deep understanding of the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/01/2018 - Present
Matrix Executions, LLC (Chicago IL)
NJ
05/01/2017 - 08/01/2018
PTR, INC. (COLLINGSWOOD NJ)
IL
05/01/2017 - 06/22/2018
HYBRID TRADING & RESOURCES, LLC (CHICAGO IL)
IL
11/24/2014 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (Chicago IL)
IL
08/17/2011 - 12/01/2014
LIQUIDPOINT, LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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