Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Adjodha is a financial advisor who has been working in the industry since 1989. Francis is currently registered with HSBC Securities (USA) Inc. and has been with them since 2013. Francis is also registered with Barclays Capital Inc. and UBS Securities LLC. Francis has a strong background in the industry and has passed several exams including the Series 7, SIE, and Operations Professional Examination. Francis has a long history of experience in the financial services industry and has been a registered representative at several firms throughout the years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/26/2013 - Present
Hsbc Securities (usa) Inc. (NEW YORK CITY NY)
NY
08/31/2004 - 04/27/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/07/2001 - 08/27/2004
UBS SECURITIES LLC (NEW YORK NY)
NJ
11/12/1987 - 03/12/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NA
09/17/1987 - 11/23/1987
PAINEWEBBER REAL ESTATE SECURITIES INC.
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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