Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Scally is a financial advisor with over 20 years of experience in the industry. Francis is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked at BANC of America Investment Services, INC. and QUICK & REILLY, INC. Francis is also a Series 65, 63, 7, 9, 10, 31 and SIE licensed advisor. Francis specializes in providing financial advice to individuals, corporations and businesses, investment companies, and pension and profit-sharing plans. Francis is registered with the state securities regulators in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Francis' primary office is located in Flemington, New Jersey, but Francis also works with clients in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/28/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLEMINGTON NJ)
NJ
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAWRENCE TOWNSHIP NJ)
NY
10/20/1995 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 7/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/8/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/23/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/29/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/27/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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