Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis McDonnell is a financial advisor with RBC Capital Markets, LLC. Francis has been in the industry since 1989. Francis McDonnell is registered with the state of California, Texas, Massachusetts, and other states. Francis is also a Registered Representative and Investment Advisor Representative. Francis has experience working with individuals, corporations, businesses, and other organizations. In addition to working with RBC Capital Markets, LLC, Francis has previous experience working for Raymond James & Associates, Inc., A. G. Edwards & Sons, Inc., PaineWebber Incorporated, Pruco Securities Corporation and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
10/05/2021 - Present
RBC Capital Markets, LLC (NORWELL MA)
MA
08/12/2011 - 06/26/2020
RAYMOND JAMES & ASSOCIATES, INC. (HINGHAM MA)
MA
05/16/2006 - 08/19/2011
RBC CAPITAL MARKETS, LLC (NORWELL MA)
MA
10/28/1994 - 05/23/2006
A. G. EDWARDS & SONS, INC. (NORWELL MA)
NJ
11/29/1991 - 11/09/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
09/02/1988 - 01/24/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/02/1988 - 01/24/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 07/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1991
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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