Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis Caraco is an investment advisor representative with Bankers Life Advisory Services, Inc. Francis has over 30 years of experience in the financial services industry. Francis is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Francis specializes in financial planning, portfolio management, and investment advisory services. Francis works with a wide range of clients, including individuals, families, and businesses. Francis holds the Series 6, Series 22, and Series 63 licenses. Francis is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Non-discretionary investment consulting services
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2
IL
03/20/2021 - Present
Bankers Life Advisory Services, Inc. (CHICAGO IL)
NY
10/12/2010 - 05/26/2016
PROEQUITIES, INC. (CLIFTON PARK NY)
NY
01/03/2008 - 11/05/2010
AMERITAS INVESTMENT CORP. (JOHNSTOWN NY)
NY
01/03/2005 - 12/31/2007
GWN SECURITIES INC. (JOHNSTOWN NY)
IL
01/19/1996 - 12/31/2004
PMG SECURITIES CORPORATION (ELGIN IL)
NA
01/02/1992 - 01/24/1996
G. R. PHELPS & CO., INC.
CT
10/15/1993 - 01/19/1996
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
10/19/1992 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
MA
07/10/1991 - 12/31/1991
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
MA
10/29/1990 - 07/11/1991
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/29/1990 - 07/11/1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CA
01/31/1990 - 10/16/1990
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
MA
02/10/1984 - 02/13/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 05/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/04/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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