Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Francis? Claim Your ProfileFrancis N. Paulino is a financial professional with over 20 years of experience in the securities industry. Francis is a registered representative and principal with Wedbush Securities Inc. Francis has a broad range of experience in the financial services industry and specializes in securities trading, investment banking, and portfolio management. Francis has held previous positions at firms such as Cantor Fitzgerald & Co. and UBS Securities LLC. Francis has a strong commitment to providing personalized financial advice and investment solutions to meet the needs of individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/30/2016 - Present
Wedbush Securities Inc. (NEW YORK NY)
NJ
10/26/2011 - 11/29/2016
NSX SECURITIES LLC (JERSEY CITY NJ)
CT
08/15/2011 - 01/17/2012
TOD'S POINT CAPITAL LLC (OLD GREENWICH CT)
NY
07/11/2007 - 03/14/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/08/2006 - 07/03/2007
SEAMOUNT EXECUTION SERVICES LLC (NEW YORK NY)
NY
05/02/2002 - 07/17/2003
UBS SECURITIES LLC (NEW YORK NY)
NE
02/14/2000 - 04/02/2002
ICAPITAL MARKETS LLC (OMAHA NE)
BC
Issued 02/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2011
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2017
Series 57 - Securities Trader Exam
BC
Issued 09/10/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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